Through June 30, 2011, all securities (including short-term securities) that list under the debt standard in Section 703.19 and trade on NYSE Bonds are subject to an initial listing fee of $15,000.
Effective July 1, 2011, all securities (including short-term securities) that list under the debt standard in Section 703.19 and trade on NYSE Bonds are subject to an initial listing fee of $5,000 and an annual fee of $5,000, except that the annual fee shall be effective January 1, 2014 if the issuer paid an initial listing fee of $15,000 before July 1, 2011. The remainder of this section applies only to bonds and other fixed income debt securities that list on the Exchange pursuant to Section 102.03.
* The Exchange shall determine on a case-by-case basis whether a company is related to an issuer in a manner that qualifies the company as an "affiliated company."
The following applies to Non-NYSE equity companies:
(1)In the case of relisting a previously listed issue so as to change the obligor or guarantor, a fee of $2,500 shall apply.
(2) In the case of a shelf registration application, a fee of $1,400 shall apply, which shall be applied toward the total listing fee.
None of the fees set forth in this Section 902.08will be payable in connection with the transfer of any security to the NYSE from NYSE MKT LLC after the closing of the purchase of the American Stock Exchange LLC by NYSE Euronext (the "Merger"), provided such transfer occurs during the calendar year in which the Merger is consummated. The fee waiver in the preceding sentence will be of no further effect if the closing of the Merger does not take place by March 31, 2009.
Amended: April 14, 2011 (NYSE-2011-14).